The Road to Dodd-Frank: Best Practices for Information Management: Part I
The Dodd-Frank Act is on pace to bring significant change in the American financial regulatory environment, affecting almost every aspect of the nation's financial services industry. In the words of...
View ArticleThe Road to Dodd-Frank: Best Practices for Information Management: Part II
Given the paucity of time, it is critical that trading and marketing organizations quickly determine the approach best suited for their organization so they can start making progress on the road to...
View ArticleThe Road to Dodd-Frank: Best Practices for Information Management: Part III
When it comes to Dodd-Frank reporting, once the information is processed, the CFTC expects a multitude of reports and monitoring, including position limits for futures and swaps (17 CFR Part 151) –...
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